Enforcement

Financial Institutions

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Note: Appeals of Superintendent decisions are heard by the Financial Services Tribunal. Appeals of Commission decisions are heard by the Supreme Court of British Columbia.

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Release Date 
yyyy-mm-dd
  Subject Type
2017-07-17 Coast to Coast Provinces Plan Corporation, CMP Canadian Medical Plans Inc., Karl Mario Schmidt, and The Grand Orange Lodge Of British America (DBA The Grand Orange) Cease and Desist Order
2017-03-23 All Trans Financial Services Credit Union Limited.
Order under appeal – stay of enforcement until 5:00pm July 31, 2017
Decisions and Orders
2017-01-09 Bridgepoint Indemnity Company Inc. Amended Undertaking
2016-09-30 Bridgepoint Indemnity Company Inc. Undertakings and Amendment
2016-06-30 Bridgepoint Indemnity Company Inc. Cease and Desist Order
2015-12-01 Western Pacific Trust Company Consent Order
2014-10-07 North Shore Credit Union Consent Order and Undertakings
2014-02-28 Manulife Financial Corporation and The Manufacturers Life Insurance Company and Benesure Canada INC. (The "Companies") Settlement Agreement and Consent Order
2013-01-10 400094 CANADA INC. doing business as ENSURALL Consent Order
2012-06-28 West Coast Protection Warranty INC. doing business as West Coast Auto Protection Warranty INC, and Pak, Sea Won (aka Steven Park) Administrative Penalty Order
2012-05-03 Drozdek, Goran and Polaris, David doing Business as Akoplex INC. Cease and Desist Order
2012-03-16 West Coast Protection Warranty Inc. and Pak, Sea Won Cease and Desist Order
2011-12-20 Trans Global Insurance Company and Trans Global Life Insurance Company Consent Order
2011-05-17 Cashsender Financial Services Inc. Undertakings
2010-10-27 West, Claude and Life Transformation Ministries International Undertakings
2010-07-06 First Swiss Private Trust Company AG (Switzerland), Desmond Noel Michael, Charles Miller (Duncan, BC), Emanu-El Michael, Robert Langner, And Robert Lamblin Cease and Desist Order
2010-05-26 FCT Insurance Company LTD and First Canadian Title Company Limited Consent Order
2010-03-31 Filipino Cooperative of BC and Calderon, Antonio and Cenezero, Bella and Domingo, Corazon and Escala, Edzel and Flores, Angeles and Hortelano, Gina and Romantico, Francisco and Restituto Taruc Undertakings
2010-02-01 DATA GATHERING SERVICE INC. dba FIRST CANADIAN PROTECTION PRODUCTS (ALBERTA), and its directors WHEATON, Donald Alberts, and WHEATON, William G and WHEATON, David J. and 0769510 B.C. LTD. dba PENTICTON HONDA and its directors and officers SENTES, Richard and DEMPSTER, David and MILLENNIUM INSURANCE CORPORATION
Further Variance of June 29, 2009 Order and Undertakings
Consent Order and Undertakings
2009-11-13 DATA GATHERING SERVICE INC. dba FIRST CANADIAN PROTECTION PRODUCTS (ALBERTA), and its directors WHEATON, Donald Alberts, and WHEATON, William G and WHEATON, David J. and 0769510 B.C. LTD. dba PENTICTON HONDA and its directors and officers SENTES, Richard and DEMPSTER, David and MILLENNIUM INSURANCE CORPORATION
Further Variance of June 29, 2009 Order and Undertakings
Consent Order and Undertakings
2009-09-25 DATA GATHERING SERVICE INC. dba FIRST CANADIAN PROTECTION PRODUCTS (ALBERTA), and its directors WHEATON, Donald Alberts, and WHEATON, William G and WHEATON, David J. and 0769510 B.C. LTD. dba PENTICTON HONDA and its directors and officers SENTES, Richard and DEMPSTER, David and MILLENNIUM INSURANCE CORPORATION
Further Variance of June 29, 2009 Order and Undertakings
Consent Order and Undertakings
2009-08-14 DATA GATHERING SERVICE INC. dba FIRST CANADIAN PROTECTION PRODUCTS (ALBERTA), and its directors WHEATON, Donald Alberts, and WHEATON, William G and WHEATON, David J. and 0769510 B.C. LTD. dba PENTICTON HONDA and its directors and officers SENTES, Richard and DEMPSTER, David and MILLENNIUM INSURANCE CORPORATION
Variance of June 29, 2009 Order and Undertakings
Consent Order and Undertakings
2009-06-29 DATA GATHERING SERVICE INC. dba FIRST CANADIAN PROTECTION PRODUCTS (ALBERTA), and its directors WHEATON, Donald Alberts, and WHEATON, William G and WHEATON, David J. and 0769510 B.C. LTD. dba PENTICTON HONDA and its directors and officers SENTES, Richard and DEMPSTER, David and MILLENNIUM INSURANCE CORPORATION
Variance of April 7 and 24, 2009 Orders
Consent Order and Undertakings
2009-04-24 DATA GATHERING SERVICE INC. dba FIRST CANADIAN PROTECTION PRODUCTS (ALBERTA), and its directors WHEATON, Donald Alberts, and WHEATON, William G and WHEATON, David J. and 0769510 B.C. LTD. dba PENTICTON HONDA and its directors and officers SENTES, Richard and DEMPSTER, David and MILLENNIUM INSURANCE CORPORATION Consent Order and Undertakings
2009-04-07 DATA GATHERING SERVICE INC. dba FIRST CANADIAN PROTECTION PRODUCTS (ALBERTA), and its directors WHEATON, Donald Alberts, and WHEATON, William G and WHEATON, David J. and 0769510 B.C. LTD. dba PENTICTON HONDA and its directors and officers SENTES, Richard and DEMPSTER, David and MILLENNIUM INSURANCE CORPORATION Notice of Right of Hearing or Appeal
2009-01-08 WORLD WIDE WARRANTIES INC. (Missouri), WORLD WIDE WARRANTIES INC. dba THE CHOICE - GOLD KEY C/O CANADIAN AUTO WARRANTY SERVICES and dba CANADIAN AUTO WARRANTY SERVICES, AUTO WARRANTY PROTECTION SERVICES INC. (Missouri), AUTO WARRANTY PROTECTION SERVICES INC. dba THE CHOICE - GOLD KEY C/O AUTO WARRANTY PROTECTIONS SERVICES and dba THE CHOICE GOLD KEY C/O AUTO WARRANTY PROTECTION SERVICES, NATIONAL DEALERS WARRANTY INC. (Missouri), NATIONAL DEALERS WARRANTY INC. dba NATIONAL DEALERS WARRANTY and GILMAN, RUDGE and TRAVIS, MARK and HAMILTON, NICHOLAS and BRETTELLE, RICHARD and PROETZ, STEVE Cease and Desist Order
2009-01-07 Sovereign Trust and Dempsey, John Ruiz Cease and Desist Order
2008-10-21 Industrial Alliance Pacific Insurance and Financial Services Inc. Consent Order
2008-10-01 North York Community Credit Union Ltd. (Ontario) Consent Order
2008-05-12 Northern Direct Life Insurance Company of Canada and Burke, Steven, and D'Costa, Francis Undertaking Agreement
2008-03-28 Worldtransact Financial Limited, Worldtransact Asset Group Inc. individually and doing business as Worldtransact Financial Group and Worldtransact Bank, Fourie, Craig Mark, Ducette, Daniel, MacDonald, Gary G.B., and Yamaguchi, Toshio Decision
2008-01-29 Insurance Dynamic Network Inc. dba Intermex Mexican Insurance Services and Qualitas Compania de Seguros S.A. de C.V. Cease and Desist Order
2007-10-09 Payzilla Technologies Inc., Virtu-Pay.Com S.A., and Virtu-Pay.Com S.A. doing business as Virtu-Pay, and Mendelson, Ron Zvi, also know as Mendelson, Roni, director and controlling mind Cease and Desist Order
2007-09-25 Worldtransact Financial Limited, Worldtransact Asset Group Inc. individually and doing business as Worldtransact Financial Group and Worldtransact Bank, Fourie, Craig Mark, Ducette, Daniel, MacDonald, Gary G.B., and Yamaguchi, Toshio Cease and Desist Order
2007-02-08 Sinclair Insurance Company Ltd. (Anjouan), NM Sim Management Ltd., Block, Joel, Reeves, Michael, Reches, Shay J., and Sela, Idan Cease and Desist Order
2007-01-24 Uniclear Payment Systems Inc., Unigo Global Payment Systems Inc., Uniclear Express (Hong Kong) Ltd., Crause, Kenneth Ivan, Crause, Ryan Michael, and Adrian, Shawn Matthew Administrative Penalty Decision
2006-11-23 Global Online Direct Inc., Global Online Depository, et al Cease and Desist Order
2006-09-07 Cooperative D'epargne ET DE Credit Des Commercant EF, Renaud, Roger Joseph, Coleman, Peter Leslie, and Euro-Amro Bancorp Inc. Cease and Desist Order
2006-09-06 A1 Exchangers Inc. and Ciprut, Galia Gaye, (Director), and Brown, Dan, (Officer), and Cardone Plus Ltd., and Corcoran, Carl, (Director), Lewis, Kevin, (Director and Officer), Lewis, Bruce, (Director), McKenzie, Harvey, (Director and Officer), and Sawiak, Grant (Officer), and North York Community Credit Union Ltd., and Bird, Diane, (Director), Brown, Mary, (Director and Officer), Demeter, Marjorie, (Director and Officer), Dolly, William, (Director), Gagnon, Blair, (Director), Hourston, Louise, (Director), Morrison, Paul, (Director), Russell, John, (Director), Skinner, Dianne, (Director), Thurston, Doug, (Director), Williams, James, (Director), Murphy, Patrick, (Officer) Fernandes, Paul, (Officer), Beaumont, Gord, (Officer), and Flynn, Betty Anne, (Chief Executive Officer) See Advisory under Consumer News, Alerts Cease and Desist Order
2006-08-24 Wence, Dennis and Wence, Dennis, doing business as North West Pacific Cease and Desist Order
2006-06-14 Khalsa Credit Union Decision
2006-05-18 Centennial Insurance Company A.V.V. S.A. (Costa Rica), dba CIC Insurance Company A.V.V. (Costa Rica), Whitney, Richard Alden, King, David William, Bell, Richard, and Najia, Afif 
See Advisory under Consumer News, Alerts
Administrative Penalty Order
2006-03-27 Uniclear Payment Systems Inc., Unigo Global Payment Systems Inc., and North York Community Credit Union Ltd. 
See Advisory under Consumer News, Alerts
Cease & Desist Order
2006-01-23 Money Mart Canada Inc., Nextwave Card Corp. and Pace Savings and Credit Union Limited Undertaking Agreement
2005-11-09 Heritage Trust Company and Heritage Trust Private Wealth Management and Paul Morford Cease and Desist Order
2005-11-07 Humber Financial Corporation and Keith Wilson and Barbara Buffington Cease and Desist Order
2005-10-27 Bux Cash Card Inc., dba First Cash Card, Philip Thomas Kueber and North York Community Credit Union Ltd. See Advisory under Consumer News, Alerts Cease and Desist Order
2005-10-04 Gauvin, Valerie D. Undertakings
2005-09-19 Nitta, Ted Y., Ted Y. Nitta & Associates, and 461886 B.C. Ltd. Cease and Desist Order
2005-08-31 Johnston, John, Director of Van Tel/Safeway Credit Union Rescission Of Order
2005-07-15 SNC Insurance Company (Barbados) Ltd., And Stop 'N' Cash 1000 Inc. (Kitchener Ontario) et al Confirmation Order
2005-06-27 Centennial Insurance Company A.V.V. S.A. DBA CIC Insurance Company A.V.V. 
See Advisory under Consumer News, Alerts
Consent Costs Order
2005-05-19 Centennial Insurance Company A.V.V. S.A. DBA CIC Insurance Company A.V.V. 
See Advisory under Consumer News, Alerts
Consent Order
2005-04-25 Johnston, John - Director Of Van Tel Safeway Credit Union, And McAuley, William - Director Of Van Tel Safeway Credit Union Order Removing Director
2005-04-12 Student Pro Moving Company Ltd. And Bugge, Guiseppe Cease And Desist Order
2005-02-07 Nukmanovic, Slavica Christina  Cease And Desist Order
2005-01-28 Centennial Insurance Company A.V.V. S.A. DBA CIC Insurance Company A.V.V., Special Risk Insurance Brokers Ltd., And Ray Willie(updated on Dec 21, 2006) 
See Advisory under Consumer News, Alerts
Settlement Agreement
2004-12-21 Centennial Insurance Company A.V.V. S.A. DBA CIC Insurance Company A.V.V., Special Risk Insurance Brokers Ltd., And Ray Willie See Advisory under Consumer News, Alerts Amended Cease & Desist Order
2004-09-01 Avec Insurance Managers Inc., And Bikas, Victor Rescission Of Order
2004-08-27 SNC Insurance Company (Barbados) Ltd., And Stop 'N' Cash 1000 Inc. (Kitchener Ontario) et al   Cease And Desist Order
2004-07-26 Cartmell, James Barrie And Good Holiday Inc., And International Insurance Group Inc., DBA Mexico Insurance Professionals Cease And Desist Order
2004-07-21 Stop 'N' Cash, 609662 Bc Ltd., And Stop 'N' Cash 1000 Inc. (Ontario) Cease And Desist Order
2004-05-13 Avec Insurance Managers Inc., And Bikas, Victor Cease And Desist Order
2004-01-30 First Capital Trading & Finance Corp., First Capital Credit Corp., And South Bank & Trust Co. Ltd.   Recision Of Order
2004-01-23 Chemainus Credit Union, And Clarke, Michael Robin   Recision Of Order
2004-01-16 ICL Insta-Cash Loans Systems (Canada) Inc., Insta-Cash Loans Div Of Kleincorp Mgmt. Inc., And Klein, Daryl Joseph Of Nanaimo Cease And Desist Order
2003-11-28 First Capital Trading & Finance Corp., First Capital Credit Corp., And South Bank & Trust Co. Ltd. Cease And Desist Order
2003-10-09 Chemainus Credit Union, And Clarke, Michael Robin Order Removing Director
2003-10-07 Chemainus Credit Union, And Houde, Henry Order Removing Director
2003-10-01 Renfrew Security Bank And Trust (Offshore) Ltd. And Shefik, Bumen Cease And Desist Order
2003-07-29 Consumer's Trust Cease And Desist Order
2002-05-03 439288 B.C. Ltd., Anderson, Carl Glenn, Shanks, Gordon Anthony, and Montaldi, Douglas Victor Cease and Desist Order
2002-02-28 Puget's Sound Agricultural Society, Limited Cease And Desist Order
2001-02-26 Bank Crozier Ltd Cease And Desist Order

 

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